Licenses & Regulations
Saint Lucia Financial Services License
License Number: 2023-00370
Ryo Global Markets Limited is authorized and licensed by the Government of Saint Lucia to conduct financial services business. Saint Lucia maintains a comprehensive legal framework for international financial services with stringent regulatory standards. Based on this framework, we provide all clients with a transparent, fair, and reliable trading environment, ensuring the safety of their investments and full compliance with applicable laws.
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U.S. Securities and Exchange Commission (SEC) — Exempt Reporting Adviser (ERA) Registration
CRD Number: 338021/SEC Number: 802-134189
Ryo Global Markets Limited is registered with the U.S. Securities and Exchange Commission (SEC) as an Exempt Reporting Adviser (ERA). The SEC, as the primary regulator of the world’s largest capital market, is responsible for maintaining fair and orderly markets while protecting investors. Under SEC supervision, we have established robust internal control and legal compliance systems that fully comply with U.S. regulatory standards.
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U.S. Money Services Business (MSB) License
License Number: 31000305408880
Ryo Global Markets Limited is registered as a Money Services Business (MSB) with the Financial Crimes Enforcement Network (FinCEN) under the U.S. Department of the Treasury. FinCEN oversees financial institutions to ensure compliance with Anti-Money Laundering (AML) and Counter-Terrorist Financing (CFT) regulations. We operate under a strict compliance framework in accordance with international standards to safeguard transaction integrity and transparency.
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Ongoing License Acquisition
With the protection of client assets and transaction transparency as our highest priorities, we are actively expanding our regulatory footprint by pursuing additional licenses with multiple global financial authorities. We remain committed to strengthening our compliance framework and delivering a secure, stable, and trustworthy trading environment.
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